Our New Business team will help you with the transition of your book of business, as well as with your new business processing needs once you are onboard. During the transition planning process, we will meet several times to make sure we are as prepared as possible to help with the repapering process. Depending on your book of business, you have two options for preparing the transfer paperwork:
- eQuipt - A fully electronic system that is great for transitioning any brokerage or fee-based accounts. This system allows you to complete the paperwork online and have the client sign electronically. This system will deliver all necessary disclosures such as Reg BI and ADV. It will also upload the paperwork to our electronic filing system, Document Management.
- LaserApp - If your client is not able to sign electronically, we will prefill as much information as possible into the LaserApp software to generate paper for wet signature. This option will be necessary for any Broker/Dealer Changes of direct Mutual funds, annuities, and life insurance accounts.